Investment advisory refers to providing advice on the value of financial investment products or other investment assets prescribed by Presidential Decree, or on investment decisions regarding financial investment products and other instruments (including decisions on type, issue, acquisition or disposal,
and the method, quantity, price, and timing thereof) (Article 6 of the FSCMA).
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01 Definition

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02 OverviewThe investment advisory service is one in which the Company provides clients with professional opinions and strategies related to investment, while the actual execution of investments is carried out directly by the client.

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03 Scope of Investment AdvisoryDomestic newly listed IPO shares, Pre-IPO and mezzanine (CB, BW, etc.) linked investments,
and trading in the secondary market after listing, among others.
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04 EligibilityRetail investors and professional institutional investors.

Important Notice
The final investment decision and the responsibility arising therefrom rest with the client.